PLAINTIFFS’ RESPONSE TO DEFENDANTS’ MOTION 

FOR NO EVIDENCE SUMMARY JUDGMENT

 

Dr. Mark Nichols (“Dr. Nichols”) and Mark L. Nichols, M.D., P.A. (“Nichols, P.A.”) Plaintiffs, file this response to Defendants’ Motion for No Evidence Summary Judgment, and in support of Plaintiffs Request for the Court to deny Defendants’ Motion respectfully shows the Court as follows:

SUMMARY JUDGMENT EVIDENCE 

1.       Dr Nichols and Nichols, P.A., incorporate in this motion the affidavit of Dr. Nichols, attached hereto as Exhibit “A”, and the attachments thereto. The summary judgment evidence is offered for the purpose of showing that sufficient fact issues exist such that Defendants are not entitled to judgment as a matter of law.

 2.          Attached hereto as Exhibit “B” are copies of records from Defendants’ website showing that fact issues exist regarding her oral publication of defamatory words concerning Dr. Nichols.

ARGUMENT

            •          Defamation. 

3.       More than a scintilla of evidence exists regarding defamation. Dr. Nichols’ affidavit shows that Defendant published a statement of fact (letters from Harry Harrison to Unicare Life & Health Insurance Company, a letter by Dottie Harrison, not a patient of Dr. Nichols, to the Texas State Board of Medical Examiners, and a letter to the Houston Ear Research Foundation, a charitable organization on whose board Dr. Nichols sits). Each of the letters refer to Dr. Nichols. The statements are defamatory in that they allege that Dr. Nichols was less than forthright and honest in the way he kept records for Mr. Harrison. The affidavit shows that the statements made in the letter were false. Finally, the affidavit shows damages suffered by Dr. Nichols.

4.       With respect to libel per se , evidence is sufficient to defeat Defendants’ motion for no-evidence summary judgment. The affidavit of Dr. Nichols shows that the statements made by Harry Harrison and Dottie Harrison in the letters attached to the affidavit were false. The letters also suggest that because Dottie Harrison was not a patient of Dr. Nichols, her referral to the Texas Board of Medical Examiners was done maliciously, or negligently. Finally, the affidavit shows that Dr. Nichols and Nichols, P.A., suffered injury because of Defendants’ libel.

5.       With respect to libel, libel per se against Nichols, P.A., Dr. Nichols’ affidavit states that he is the principal of his professional association and that any damages suffered by him individually are likewise suffered by his professional association, considering how the two entities are intertwined. Defendants are not entitled to summary judgment on any defense to libel or libel perse against Nichols, P.A.

6.       Dr. Nichols’ affidavit states that with respect to the business disparagement claim, that the Defendants published disparaging words about Dr. Nichols’ economic interests, which were false, published with malice, without privilege and which caused special damages. Defendants’ motion for no evidence summary judgment on the issue of business disparagement should be denied. 

            • Slander and Slander Per Se 

7.       The affidavit of Dr. Nichols and the documents attached thereto state that Defendant spoke on more than one occasion through persons or parties regarding the Plaintiff and that the statements were statements of fact, that referred to the Plaintiff, were defamatory, were false and were made with actual malice, negligence or strict liability and that as a result, Dr. Nichols and Nichols, P.A., suffered injury. 

Damages.

8.       Dr. Nichols’ affidavit shows how the sum $95,619.00 was computed. The affidavit demonstrates that based on his experience and his company, that Defendants’ libelous and defamatory statements caused or contributed to the damages suffered by Dr. Nichols and Nichols, P.A. 

Liability for Punitive Damages

9.       Dr. Nichols’ affidavit shows that the Defendants’ actions were gross, wanton or made with reckless disregard for the rights of Dr. Nichols and Nichols, P.A. Exemplary damages are an amount that should be decided by the trier of fact. Additionally, the amount of requested exemplary damages has been changed and amended by virtue of Plaintiffs’ third amended petition. 

OFFENSIVE USE DOCTRINE 

10.          Defendants’ no evidence motion for summary judgment must be denied because Defendants refused to respond to discovery going to the heart of the Plaintiffs’ claims against Defendants. Specifically, Dottie Harrison refused to answer appropriate questions to her to explain the basis of her and her husbands counterclaims and defenses to Plaintiffs’ lawsuit. Dottie Harrison’s deposition transcript reads in relevant part: 

Q:      So, you’re going tot write to third parties, the Houston Ear Research Foundation, making statements about my client; and then here in this litigation not tell me the basis for your statement; is that correct? 

A:      On anything that includes information about my husband’s medical records, yes. 

Q:      Well, you agree with me that you made this statement “Dr. Nichols’ misleading and incomplete medical records were the direct cause of Harry being denied health coverage by my insurance company”?

A:      Yes, I do.

Q:      But you’re not going to tell me what you are using as the basis for that statement that you sent to Houston Ear Research Foundation? 

A:      As I said, we’re going to take that up with the Court in camera. 

(See Deposition Transcript Excerpts attached hereto as Exhibit C, page 11) 

Dottie Harrison again refuses to answer questions directed at a defamatory letter also made the basis of Plaintiffs’ lawsuit. 

Q:      Did you write Exhibit 4, the April 3,2002, Ietter to Unicare Life and Health Insurance Company? 

A:      This is privileged information. This was supposed to have been returned by your office, the original and all copies1. And I’m not going to say anything about this. 

0: Are you refusing to answer my question? 

A:      Yes, I am. 

(See Deposition Transcript Excerpts attached hereto as Exhibit C, page 25.)

 ‘Ms. Harrison did not understand that the document was properly discoverable and

had no privilege as she erroneously claimed. 

0: Well, are you going to tell me what’s wrong with Dr. Nichols’ medical records? 

A:      I told you that they are misleading, inaccurate , and incomplete, or they were at the time. 

0: Are you going to tell me how? 

A:      Not at this time.

(See Deposition Transcript Excerpts attached hereto as Exhibit C, page 37) 

12.     The statements at issue in the above exchange are the basis of Plaintiffs’ lawsuit. The questions directly relate to both liability of the Defendants and damages asserted by the Defendants in their counterclaims. Defendants refused to answer questions regarding the statements. Defendants may not now offensively use their refusal to answer discovery as support for their no evidence motion for summary judgment. A party may not “use one hand to seek affirmative relief and with the other lower an iron curtain of silence” around the facts of the case. Ginsberg v. 5th Ct. of Appeals, 686 S.W.2d 105,108 (Tex. I 985)(the offensive use doctrine). The affirmative relief that Defendants seek through their no evidence motion for summary judgment, despite refusing to answer relevant and appropriate questions at deposition, is exactly the type of conduct that the offensive use doctrine preempts. Moreover, Defendants bald refusal to answer questions at deposition forces Plaintiffs to seek another deposition. Plaintiffs have been unable to obtain additional depositions.2 Defendants motion should be denied. 

2The last depositions required Court order and supervision by Judge Katie Kennedy. Unfortunately, Judge Kennedy left just before Dottie Harrison decided to refuse to answer questions.

 

13. Defendants have brought their motion for summary judgment as a no evidence motion. In spite of such fact, they have attached affidavits and other summary judgment evidence to the motion. Accordingly, the motion should be treated as a traditional motion for summary judgment under Rule 166a and not as a no evidence motion. In such regard, as a traditional motion for summary judgment, Defendants carry the entire burden of proof and the Court must rely only on the summary judgment evidence before it. 

AMENDED PLEADING 

14. Attached hereto as Exhibit “D” and incorporated herein by reference is a copy of Plaintiffs’ Third Amended Petition. The petition asserts a different damage amount than prior pleadings. As such, and in accordance with Sosa v. Central Power & Light, 909 S.W.2d 893 (Tex. 1995), Defendants’ motion should be denied.

OBJECTIONS TO SUMMARY JUDGMENT EVIDENCE

 

        • Affidavit of Cohn Cody. 

Objection No. I. Dr. Nichols and Nichols, P.A. object to the affidavit of Cohn Cody. The law in the State of Texas is that unless authorized by statute, an affidavit is insufficient unless the allegations contained therein are direct and unequivocal and perjury can be assigned upon it. The Texas Supreme Court so held in Brownlee v. Brownlee, 665 S.W.2d III (Tex. 1984). In that case, the Texas Supreme Court considered the affidavit attached to a motion for summary judgment. The affidavit in the Brownlee case was an affidavit that did not positively and unqualiflably represent the “facts” as disclosed in the affidavit. The Texas Supreme Court’s holding in support of its conclusion was that because the affidavit did not represent the “facts” as disclosed in the affidavit to be “true and within [affiant’s] personal knowledge” that the affidavit was defective. 665 S.W.2d at 112. As such, the affidavit of Cohn Cody is insufficient. Dr. Nichols and Nichols, P.A., object to its inclusion in the summary judgment record.

Objection No. 2. Dr. Nichols and Nichols, P.A., object to the affidavit of Cohn Cody because it is conclusory. The affidavit makes a conclusion regarding the “attached financial documents” without attaching the documents themselves. As in Guthrie v. Suites, 820, 824-25 (Tex. App. - Houston [1st Dist.] 1996 no writ) the Court should exclude Mr. Cody’s affidavit because it does not include the documents that he relied upon in reaching his opinion.

Objection No. 3. Dr. Nichols and Nichols, P.A., object to the affidavit of Cohn Cody under Rule I 66a(c), which states that summary judgment may be based on uncontraverted testimonial evidence of an expert witness, so long as the evidence is clear, positive and direct, otherwise credible and free from contradictions and inconsistencies. Mr. Cody’s affidavit is not clear, positive and direct and otherwise credible, free from contradiction and inconsistencies. The affidavit states what he would need in order to ascertain whether a loss occurred. The affidavit is not direct in refuting evidence that a loss has occurred. It simply states what would be needed for him to be able to disprove a loss. As such, Dr. Nichols and Nichols, P.A., object to the use of Cohn Cody’s affidavit. 

Objection No. 4. Dr. Nichols and Nichols, P.A.., object to the affidavit of Cohn Cody because the affidavit is not clear, positive and direct. Without foundation, Mr. Cody speculates on what is needed to fully ascertain if a loss has occurred. There is nothing in Cohn Cody’s affidavit to suggest that a loss has unequivocally not occurred. He simply states what he needs to verify that one has not occurred. Mr. Cody’s affidavit should be disregarded. 

          Affidavit of Harry Harrison. 

15.     Dr. Nichols and Nichols, P.A. object to the affidavit of Harry A. Harrison and request that the Court sustain the objections, in the following particulars:

Objection No. 5. In the second quoted paragraph on page I of Harry Harrison’s affidavit, he states that “when someone speaks at an AA meeting, the speaker must introduce himself or herself by first name and then state, “I am an alcoholic.” Even young kids who have been ordered by the Court to thirty (30) days’ AA meetings after they have gotten in trouble for being drunk. Those are the rules.” Dr. Nichols and Nichols, P.A. object to this statement as it is hearsay. 

Objection No. 6. Dr. Nichols and Nichols, P.A. object to the first sentence in the first full paragraph on page 2 of the affidavit of Harry Harrison. This statement is an attempt to bolster Mr. Harrison’s testimony as being of great truth and veracity, when his capacity for truth and veracity has not been called into question. Tex.R.Evid. 608(a)(2). Plaintiff objects to its admissions. 

Objection No.7. Dr. Nichols and Nichols, P.A. object to the second sentence contained within the second full paragraph on page 2 of Harry Harrison’s affidavit regarding the ‘‘many horror stories told by other people in the meetings about their problems caused by alcohol, problems that did not mirror my situation or my life at all,” which Mr. Harrison said he heard. It is hearsay. Plaintiffs object to its admission. 

Objection No. 8. Dr. Nichols and Nichols, P.A. object to the second sentence of the third full paragraph contained on page 2 of Mr. Harrison’s affidavit, specifically that language which concerned the “the frightening stories I heard people tell about the effects of alcohol in their lives, I decided that there was simply no reason to have alcohol in my life.” The statement regarding what Mr. Harrison heard in terms of “frightening stories” is hearsay. Plaintiffs object to its admission. 

Objection No. 9. Dr. Nichols and Nichols, P.A. object to the first full paragraph on page ~ of Mr. Harrison’s affidavit, specifically the statements of Harry Harrison that he “heard testimony in those few AA meetings sixteen year ago that abstaining from alcohol was a difficult struggle for most alcoholics, a struggle that many of them experienced every day of their lives, a struggle that many of the ‘old timers’ said they had experienced every day, year after year.” The statement is hearsay. Plaintiffs object to its admission. 

Objection No. 10. Dr. Nichols and Nichols, P.A. object to the seventh paragraph beginning on page 3 of Mr. Harrison’s affidavit. The fact that he is being sued, the fact that he does not have a lawyer, the fact that he is doing his best to learn the complicated process of defending himself without a lawyer has no tendency to make the existence of any fact that is of consequence to the determination of this action more probable or less probable than it would be without the evidence. In short, the testimony is irrelevant. Plaintiffs object to the admission of the affidavit. 

Objection No. 11. Dr. Nichols and Nichols, P.A. object to the second paragraph beginning on page 3 of Mr. Harrison’s affidavit, specifically where he states: “I do know with absolute certainty that I am left-handed, and the manner of circling of the word “alcoholism’ on Dr. Nichols’ form is inconsistent with the manner in which the other words on the form are circled - the words that I did have reason to circle.” This statement is a conclusion of fact not supported with any foundation or basis in fact. Plaintiffs object to its admission.

Objection No. 12. Dr. Nichols and Nichols, P.A. object to the statements made in the second paragraph contained on page 3 of Harry Harrison’s affidavit that “as an experiment, I have tried to circle a word even somewhat like the manner in which the word ‘alcoholism’ is circled on Dr. Nichols’ form -- and I was unable to do so because of my left-handedness.” This statement is hearsay as it is an out-of-court statement attempting to prove the truth of the matter asserted, is not scientific, is irrelevant and is conclusory in nature. Plaintiffs object to its admission.

Objection No. 13. Dr. Nichols and Nichols, P.A. object to the first full paragraph contained on page 4 of Harry Harrison’s affidavit. The statement is hearsay and is not supported by evidence in the record. It should be excluded from the summary judgment record. 

Objection No. 14. Dr. Nichols and Nichols, P.A. object to the second full paragraph on page 4 of Harry Harrison’s affidavit. The statements regarding Mr. Harrison are irrelevant to this case. 

Objection No. 15. Dr. Nichols and Nichols, P.A. object to the fourth full paragraph on page 4 of Harry Harrison’s affidavit, specifically that sentence which states “[un addition, it is my belief that the manner in which Dr. Nichols wrote about me in reference to alcohol leads people to conclude that I have a current or recent problem with alcohol.” This statement is conclusory and is hearsay. The statement calls for speculation. Plaintiffs object to the evidence. 

Objection No. 16. Dr. Nichols and Nichols, P.A. object to the rhetorical question and hypothetical antecedent consequent phrases (i.e, if/then) contained in the last paragraph of Harry Harrison’s affidavit as not being clear, direct and free of contradiction as required for affidavits under Tex.R.Civ.P. 166a. The paragraph should be stricken and disallowed from the summary judgment record. 

Affidavit of Pamela Erickson. 

Objection No. 17. Dr. Nichols and Nichols, P.A., object to the affidavit of Pamela Erickson. The law in the State of Texas is that unless authorized by statute, an affidavit is insufficient unless the allegations contained therein are direct and unequivocal and perjury can be assigned upon it. The Texas Supreme Court so held in Brownlee v. Brownlee, 665 S.W.2d 111 (Tex. 1984). In that case, the Texas Supreme Court considered the affidavit attached to a motion for summary judgment. The affidavit in the Brownlee case was an affidavit that did not positively and unqualifiably represent the “facts” as disclosed in the affidavit. The Texas Supreme Court’s holding in support of its conclusion was that because the affidavit did not represent the “facts” as disclosed in the affidavit to be “true and within [affiant’s] personal knowledge” that the affidavit was defective. 665 S.W.2d at 112. As such, the affidavit of Pamela Erickson is insufficient. Dr. Nichols and Nichols, P.A., object to its inclusion in the summary judgment record. 

Objection No. 18. Dr. Nichols and Nichols, P.A., object to the affidavit of Pamela Erickson as it purports to attach a document which is without foundation and which is hearsay. 

Objection No. 19. Dr. Nichols and Nichols, P.A., object to the affidavit of Pamela Erickson as it is not clear, positive, direct and free of contradiction as required by Tex. R.Civ. P.1 66a(c).

Objection No. 20. Should the Court consider the report of February 22, 2003, submitted by Pamela Erickson, Dr. Nichols and Nichols, P.A., object to the report. It does not provide clear, positive and direct testimony and only creates a further fact issue as to whether Harry Harrison circled the word “alcoholism.” The affidavit only poses more fact questions. Dr. Nichols and Nichols, P.A., object to the affidavit.

Objection No. 21. Dr. Nichols and Nichols, P.A., object to the references made in Defendants’ motion to the affidavit of Dottie Harrison. No such affidavit has been attached to Defendants’ motion. Additionally, from their motion, it appears that Dottie Harrison’s affidavit my have been filed under separate cover. In such regard, Dr. Nichols and Nichols, P.A., request that the Court notice its file and recall comments made to the parties at its last hearing regarding the extent and width of the file. To expect Dr. Nichols and Nichols, P.A., to comb through such a voluminous case searching for Ms. Harrison’s March 18, 2003, affidavit is unreasonable. Dr. Nichols and Nichols, P.A., object to any reference to Dottie Harrison’s affidavit.

CONCLUSION 

16. More than a scintilla of evidence to raise issues of material fact and evidence on the elements challenged by Defendants in their motion for no-evidence summary judgment has been satisfied. The Court should deny Defendants’ motion. Dr. Nichols and Nichols, P.A., request that the Court deny Defendants’ motion and grant Dr. Nichols and Nichols, P.A., all other relief to which they are entitled.

                                                        Respectfully submitted,

K1LLEEN & WHEAT, PLC

 Texas Bar No. 1407000

8 Greenway Plaza, Suite 614

Houston, Texas 77046

713/626-5100 Telephone

713/626-4545 Facsimile 

ATTORNEY FOR PLAINT1FF, DR. MARK NICHOLS AND MARK LYNN NICHOLS, M.D., P.A.

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